Securities and Commodities Business Contracts
Bear Stearns Cos. Inc.
- Underwriting Agreement - Mining Co. Inc., Bear Stearns & Co. Inc. ( Oct 18, 2009 )
Credit Suisse First Boston Inc.
- Standstill Agreement - MetLife Inc. and Credit Suisse Group ( Oct 18, 2009 )
- Registration Rights Agreement - Amazon.com Inc., Morgan Stanley & Co. Inc., Credit Suisse First Boston, Donaldson, Lufkin & Jenrette Securities Corp. ( Oct 18, 2009 )
- Security Agreement - Western Multiplex Corp. and Credit Suisse First Boston ( Oct 18, 2009 )
- Intellectual Property Security Agreement - Credit Suisse First Boston and Western Multiplex Corp. ( Oct 18, 2009 )
- Underwriting Agreement - Kraft Foods Inc., Credit Suisse First Boston Corp. and Salomon Smith Barney Inc. ( Oct 18, 2009 )
- Credit Agreement - HCA, J.P. Morgan, Bank of America NA, Citicorp USA Inc., Deutsche Bank AG, Suntrust Bank, Industrial Bank of Japan Ltd., Fleet National bank, Bank of Nova Scotia, Bank of New York, Wachovia Bank, Toronto Dominion Bank, Sumitomo Bank, Amsouth bank, Credit Suisse First Boston, Merrill Lynch, Northern Trust Co. and Chase Manhattan Bank ( Oct 18, 2009 )
- Class A Common Stock Purchase Agreement - Edison Schools Inc. ( Oct 18, 2009 )
- Purchase Agreement - AmeriCredit Corp. and Salomon Brothers Inc. ( Oct 18, 2009 )
- Receivables Financing Agreement - AmeriCredit Warehouse Trust, AmeriCredit Financial Services Inc., AmeriCredit Funding Corp., AmeriCredit Corp. of California, Credit Suisse First Boston and Bank One NA ( Oct 18, 2009 )
- Replacement Cash Collateral Account Agreement - AFS Funding Corp., Financial Security Assurance Inc., Credit Suisse First Boston and Bank One NA ( Oct 18, 2009 )
- Security and Collateral Agent Agreement - Credit Suisse First Boston, Bankers Trust Co., AmeriCredit Financial Services Inc. and AFS Funding Corp. ( Oct 18, 2009 )
- Credit Agreement - AFS Funding Corp., AmeriCredit Corp., AmeriCredit Financial Services Inc., AmeriCredit Management Co., Bankers Trust Co. and Credit Suisse First Boston ( Oct 18, 2009 )
- Purchase and Sale Agreement - Raytheon Co., Bank of America NT&SA, The Chase Manhattan Bank, Citibank NA and Credit Suisse First Boston ( Oct 18, 2009 )
- Purchase and Sale Agreement - Raytheon Co., Bank of America NT&SA, The Chase Manhattan Bank, Citibank NA and Credit Suisse First Boston ( Oct 18, 2009 )
- Purchase and Sale Agreement - Raytheon Co., Bank of America NA, JP Morgan Securities Inc., Banc of America Securities LLC, Citibank NA, Credit Suisse First Boston and Fleet Securities Inc. ( Oct 18, 2009 )
- Registration Rights Agreement - HealthSouth Corp. ( Oct 18, 2009 )
- Facility A Revolving Credit Agreement - WorldCom Inc., NationsBank NA, NationsBanc Montgomery Securities LLC, Bank of America NT&SA, Barclays Bank PLC, Chase Manhattan Bank, Citibank NA, Morgan Guaranty Trust Co. of New York and Royal Bank of Canada ( Oct 18, 2009 )
- Facility B Term Loan Agreement - WorldCom Inc., NationsBank NA, NationsBanc Montgomery Securities LLC, Bank of America NT&SA, Barclays Bank PLC, Chase Manhattan Bank, Citibank NA, Morgan Guaranty Trust Co. of New York and Royal Bank of Canada ( Oct 18, 2009 )
- 364-Day Revolving Credit and Term Loan Agreement - WorldCom Inc., NationsBank NA, NationsBanc Montgomery Securities LLC, Bank of America NT&SA, Barclays Bank PLC, Chase Manhattan Bank, Citibank NA, Morgan Guaranty Trust Co. of New York and Royal Bank of Canada ( Oct 18, 2009 )
- Master Modification Agreement - The Home Depot Inc., Home Depot USA Inc., HD Real Estate Funding Corp, Credit Suisse Leasing 92A LP and Credit Suisse First Boston ( Oct 18, 2009 )
- Participation Agreement - The Home Depot Inc., Home Depot USA Inc., HD Real Estate Funding Corp., Credit Suisse Leasing 92A LP and Credit Suisse First Boston ( Oct 18, 2009 )
- Participation Agreement - The Home Depot Inc., Home Depot USA Inc., HD Real Estate Funding Corp., Credit Suisse Leasing 92A LP and Credit Suisse ( Oct 18, 2009 )
- Participation Agreement - The Home Depot inc., Home Depot USA Inc., HD Real Estate Funding Corp. II, Credit Suisse Leasing 92A LP, Credit Suisse First Boston Corp. and Invemed Associates Inc. ( Oct 18, 2009 )
- Marketing Agreement - DLJdirect Inc. and E-Loan Inc. ( Oct 18, 2009 )
- Debt Securities Underwriting Agreement - Mattel Inc., Credit Suisse First Boston Corp. and Morgan Stanley & Co. Inc. ( Oct 18, 2009 )
Goldman Sachs Group Inc.
- Distribution Agreement - The Walt Disney Co., Bear, Stearns & Co. Inc., CS First Boston Corp., Goldman, Sachs & Co., J.P. Morgan Securities Inc., Lehman Brothers, Merrill Lynch & Co. and Morgan Stanley & Co. Inc. ( Oct 18, 2009 )
- Goldman Sachs Underwriting Agreement Form ( Oct 18, 2009 )
- Partner Compensation Plan - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Director Compensation Plan - Goldman Sach Group Inc. and Ruth J. Simmons ( Oct 18, 2009 )
- Employment Agreement - Goldman Sachs Group Inc. and John L. Weinberg ( Oct 18, 2009 )
- 1999 Stock Incentive Plan - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Goldman Sachs Amended and Restated Stock Incentive Plan ( Oct 18, 2009 )
- Agreement and Plan of Merger - Goldman Sachs Group Inc. and Spear, Leeds & Kellogg LLC ( Oct 18, 2009 )
- Subscription Agreement - Estate of Bernice Pauahi Bishop, Pauahi Holdings Corp., Royal Hawaiian Shopping Center Inc. and Goldman Sachs Group LP ( Oct 18, 2009 )
- Subscription Agreement - Estate of Bernice Pauahi Bishop, Pauahi Holdings Corp., Royal Hawaiian Shopping Center Inc. and Goldman Sachs Group LP ( Oct 18, 2009 )
- Agreement and Plan of Merger - Goldman Sachs Group Inc. and Goldman Sachs Corp. ( Oct 18, 2009 )
- Agreement and Plan of Merger - Goldman Sachs Group Inc. and Goldman Sachs Group LP ( Oct 18, 2009 )
- Parent Guaranty - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- By-Laws - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Certificate of Incorporation - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Goldman Sachs Restated Certificate of Incorporation ( Oct 18, 2009 )
- Goldman Sachs Amended and Restated Articles of Incorporation ( Oct 18, 2009 )
- Goldman Sachs Amended and Restated Bylaws ( Oct 18, 2009 )
- Registration Rights Agreement - HealthSouth Corp. ( Oct 18, 2009 )
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
- Shareholders' Agreement - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Employment Agreement - Goldman Sachs & Co. and John L. Weinberg ( Oct 18, 2009 )
- Director Compensation Agreement - Goldman Sachs Group Inc. and John Browne ( Oct 18, 2009 )
- Director Compensation Agreement - Goldman Sachs Group Inc. and James A. Johnson ( Oct 18, 2009 )
- Director Compensation Agreement - Goldman Sachs Group Inc. and John H. Bryan ( Oct 18, 2009 )
- Director Compensation Agreement - Goldman Sachs Group Inc. and Ruth J. Simmons ( Oct 18, 2009 )
- Director Compensation Agreement - Goldman Sachs Group Inc. and John Browne ( Oct 18, 2009 )
- Director Compensation Agreement - Goldman Sachs Group Inc. and James A. Johnson ( Oct 18, 2009 )
- Agreement Relating to Noncompetition and Other Covenants - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Credit Agreement - Global Crossing Ltd., Global Crossing Holdings Ltd., Global Crossing North America Inc., Chase Manhattan Bank, Goldman Sachs Credit Partners LP, Citicorp USA Inc., Merrill Lynch Capital Corp., Chase Securities Inc., Salomon Smith Barney Inc., Merrill Lynch & Co., CIBC World Markets Corp. and Deutsche Bank Securities Inc. ( Oct 18, 2009 )
- 30 Hudson Street and 50 Hudson Street (Jersey City, NJ) Lease Agreement - 30 Hudson Street Lessor Urban Renewal LLC, 50 Hudson Street Lessor Urban Renewal LLC, GSJC 30 Hudson Urban Renewal LLC and GSJC 50 Hudson Urban Renewal LLC ( Oct 18, 2009 )
- 85 Broad Street (New York, NY) Lease - Metropolitan Life Insurance Co. and Goldman, Sachs & Co. ( Oct 18, 2009 )
- 10 Hanover Square (New York, NY) Lease - Ten Hanover LLC and Goldman Sachs Group Inc. ( Oct 18, 2009 )
- One New York Plaza (New York, NY) Lease - Chase Manhattan Bank and Goldman Sachs Group LP ( Oct 18, 2009 )
- Plan of Incorporation - Goldman Sachs Group LP ( Oct 18, 2009 )
- Indemnification Agreement - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Indemnification Agreement - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Indemnification Agreement - Goldman Sachs Group Inc. ( Oct 18, 2009 )
- Strategic Investor Placing Agreement - China Mobile (Hong Kong) Ltd., Vodafone Group PLC, China International Capital Corp. Ltd., Goldman Sachs (Asia) LLC and Merrill Lynch Far East Ltd. ( Oct 18, 2009 )
Interactive Data Corp.
- Change of Control Agreement - Interactive Data Corp. ( May 09, 2012 )
- Restricted Stock Grant Notice and Agreement - Interactive Data Corp. ( May 09, 2012 )
- Pensions Transitional Agreement - Interactive Data Corp. ( May 15, 2012 )
- Services Agreement - MarketWatch.com LLC and Data Broadcasting Corp. ( Oct 18, 2009 )
- Transaction and Management Fee Agreement - for Merger - Interactive Data Corp. ( May 15, 2012 )
- Indenture - Interactive Data Corp. ( May 09, 2012 )
- Master Guarantee Agreement - for Credit Agreement - Interactive Data Corp. ( May 09, 2012 )
- Collateral Agreement - for Credit Agreement - Interactive Data Corp. ( May 09, 2012 )
- Copyright Security Agreement - Under Credit Agreement - Interactive Data Corp. ( May 09, 2012 )
- Intercompany Note - Under Credit Agreement - Interactive Data Corp. ( May 15, 2012 )
- Contribution Agreement - CBS Inc., Data Broadcasting Corp. and MarketWatch.com LLC ( Oct 18, 2009 )
- Stock Purchase Agreement - MarketWatch.com Inc., CBS Broadcasting Inc. and Data Broadcasting Corp. ( Oct 18, 2009 )
- Revolving Credit Agreement - Data Broadcasting Corp. and MarketWatch.com Inc. ( Oct 18, 2009 )
- Registration Rights Agreement - Interactive Data Corp. ( May 09, 2012 )
- Shareholders Agreement - Interactive Data Corp. ( May 15, 2012 )
- Confidentiality, Noninterference, and Invention Assignment Agreement - Interactive Data Corp. ( May 09, 2012 )
- Limited Liability Company Agreement - MarketWatch.com LLC, CBS Inc. and Data Broadcasting Corp. ( Oct 18, 2009 )
Legg Mason Inc.
- Articles of Incorporation - Legg Mason Inc. ( Feb 14, 2012 )
- Securities Purchase Agreement - Level 3 Communications Inc., Longleaf Partners Fund, Longleaf Partners Small-Cap Fund, Legg Mason Special Investment Trust Inc., Legg Mason Investment Trust Inc. and Berkshire Hathaway Inc. ( Oct 18, 2009 )
- Severance Agreement and Release of Claims - Legg Mason, Inc. ( Feb 14, 2012 )
- Investment Agreement - Level 3 Communications Inc., Longleaf Partners Fund, Longleaf Partners Small-Cap Fund, Legg Mason Special Investment Trust Inc., Legg Mason Investment Trust Inc. and National Indemnity Co. ( Oct 18, 2009 )
- Performance Unit Award Agreement - Legg Mason, Inc. ( Feb 14, 2012 )
- Employment Offer Letter - Legg Mason, Inc. ( Feb 14, 2012 )
Lehman Brothers Holdings Inc.
- Distribution Agreement - The Walt Disney Co., Bear, Stearns & Co. Inc., CS First Boston Corp., Goldman, Sachs & Co., J.P. Morgan Securities Inc., Lehman Brothers, Merrill Lynch & Co. and Morgan Stanley & Co. Inc. ( Oct 18, 2009 )
- Registration Rights Agreement - Marriott International Inc. and Initial Purchasers ( Oct 18, 2009 )
- Credit Agreement - United Defense Industries Inc., Deutsche Banc Alex. Brown Inc., Lehman Brothers Inc., Bankers Trust Co., Lehman Commercial Paper Inc., Citicorp USA Inc., The Bank of Nova Scotia and Credit Lyonnais ( Oct 18, 2009 )
- Commitment Letter - Salton/Maxim Housewares Inc. and Lehman Brothers Inc. ( Oct 18, 2009 )
- Loan Agreement - Exodus Communications Real Property I LLC and Exodus Communications Real Property I LP and Lehman Brothers Bank FSB ( Oct 18, 2009 )
National Discount Brokers Group Inc.
- Agreement and Plan of Merger - 24/7 Media Inc., AwardTrack Inc., MemberWorks Inc., Brian Anderson, National Discount Brokers Group, Inc., Jeffrey Newhouse, John Watson, Gregory Hassett, Randy Moore and Jack Daley ( Oct 18, 2009 )
Schwab Charles Corp.
- Online Services Agreement - iVillage Inc. and Charles Schwab & Co. Inc. ( Oct 18, 2009 )
- 2004 Stock Incentive Plan - Schwab ( Oct 31, 2011 )
- Severance Pay Plan - Schwab ( Oct 31, 2011 )
- Performance-based Stock Incentive Plan - Schwab ( Nov 01, 2011 )
- Notice of Restricted Stock Unit Award - Schwab ( Nov 01, 2011 )
- Directors' Deferred Compensation Plan - Schwab ( Nov 01, 2011 )
- Restated Stock Incentive Plan - Schwab ( Nov 02, 2011 )
- Form of Notice and Restricted Stock Unit Award - Schwab ( Nov 02, 2011 )
- Deferred Compensation Plan - Schwab ( Nov 03, 2011 )
- Restatement of Assignment and License - Schwab ( Nov 01, 2011 )