Underwriting Agreements
ABN AMRO Holding NV
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
About.com Inc.
- Underwriting Agreement - Mining Co. Inc., Bear Stearns & Co. Inc. ( Oct 18, 2009 )
Amgen Inc.
- Underwriting Agreement - Amgen Inc. ( May 10, 2012 )
AMR Corp.
- Underwriting Agreement - AMR Corp. ( Jan 17, 2012 )
Analog Devices Inc.
- Underwriting Agreement - Analog Devices Inc. ( Jan 05, 2012 )
Apache Corp.
- Underwriting Agreement - Apache Corp. ( Jan 03, 2012 )
Bank of America Corp.
- Underwriting Agreement - TheGlobe.com Inc., Bear, Stearns & Co. Inc, NationsBanc Montgomery Securities LLC, Volpe Brown Whelan & Co. LLC, and Wit Capital Corp. ( Oct 18, 2009 )
Bankers Trust Corp.
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
Barclays PLC
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
Bear Stearns Cos. Inc.
- Underwriting Agreement - Mining Co. Inc., Bear Stearns & Co. Inc. ( Oct 18, 2009 )
Canadian Imperial Bank of Commerce
- Underwriting Agreement - Canadian Imperial Bank of Commerce ( Apr 12, 2012 )
Citigroup Inc.
- Underwriting Agreement - Kraft Foods Inc., Credit Suisse First Boston Corp. and Salomon Smith Barney Inc. ( Oct 18, 2009 )
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
Clorox Co.
- Underwriting Agreement - Clorox Co. ( Mar 20, 2012 )
CNA Financial Corp.
- Agreement for Purchase and Sale of Debt Securities - CNA Financial Corp. ( Dec 22, 2011 )
Colgate-Palmolive Co.
- Distribution Agreement - Medium-Term Notes - Colgate-Palmolive Co. ( Jan 30, 2012 )
Credit Suisse First Boston Inc.
- Underwriting Agreement - Kraft Foods Inc., Credit Suisse First Boston Corp. and Salomon Smith Barney Inc. ( Oct 18, 2009 )
- Debt Securities Underwriting Agreement - Mattel Inc., Credit Suisse First Boston Corp. and Morgan Stanley & Co. Inc. ( Oct 18, 2009 )
Disney Walt Co.
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
Duke Energy Corp.
- Underwriting Agreement for First and Refunding Mortgage Bonds - Duke Energy Corp. ( Oct 18, 2009 )
- Underwriting Agreement for Junior Subordinated Notes - Duke Energy Corp. ( Oct 18, 2009 )
- Underwriting Agreement for Senior Notes - Duke Energy Corp. ( Oct 18, 2009 )
- Underwriting Agreement for Common Stock - Duke Energy Corp. ( Oct 18, 2009 )
Goldman Sachs Group Inc.
- Goldman Sachs Underwriting Agreement Form ( Oct 18, 2009 )
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
Goodyear Tire & Rubber Co.
- Underwriting Agreement - Goodyear Tire & Rubber Co. ( Feb 07, 2012 )
Jones Apparel Group Inc. now known as The Jones Group Inc.
- Underwriting Agreement - The Jones Group Inc. ( Feb 08, 2012 )
KeyCorp
- Underwriting Agreement - KeyCorp ( Feb 10, 2012 )
Kraft Foods Inc.
- Underwriting Agreement - Kraft Foods Inc., Credit Suisse First Boston Corp. and Salomon Smith Barney Inc. ( Oct 18, 2009 )
Lockheed Martin Corp.
- Underwriting Agreement - Lockheed Martin Corp. ( Apr 18, 2012 )
Marathon Oil Corp.
- Debt Securities Underwriting Agreement - Mattel Inc., Credit Suisse First Boston Corp. and Morgan Stanley & Co. Inc. ( Oct 18, 2009 )
Monsanto Co.
- Pricing Agreement - Monsanto Co. ( Mar 26, 2012 )
Morgan Stanley Dean Witter & Co.
- Debt Securities Underwriting Agreement - Mattel Inc., Credit Suisse First Boston Corp. and Morgan Stanley & Co. Inc. ( Oct 18, 2009 )
Occidental Petroleum Corp.
- Underwriting Agreement - Occidental Petroleum Corp. ( Feb 22, 2012 )
Pixelworks Inc.
- Underwriting Agreement - Pixelworks Inc. ( Apr 06, 2012 )
Plantronics Inc.
- Master Confirmation Agreement for Share Transactions - Plantronics ( Dec 13, 2011 )
Safeway Inc.
- Underwriting Agreement - Safeway Inc. ( Mar 01, 2012 )
SanDisk Corp.
- Underwriting Agreement - SanDisk Corp. ( Mar 02, 2012 )
Transamerica Capital, Inc.
- Principal Underwriting Agreement ( Dec 09, 2011 )
UBS AG
- Underwriting Agreement - The Walt Disney Co., Merrill, Lynch, Pierce, Fenner & Smith Inc., CS First Boston Corp., Bear, Stearns & Co. Inc., Deutsche Bank AG London, Goldman, Sachs & Co., J.P. Morgan Securities Ltd., Morgan Stanley & Co. International Ltd., Swiss Bank Corp., ABN AMRO Bank N.V., Banque Paribas, Barclays de Zoete Wedd Ltd., Citicorp Securities Inc., Nikko Europe Plc, Nomura International Plc and UBS Securities LLC ( Oct 18, 2009 )
Unisys Corp.
- Underwriting Agreement - Unisys Corp. ( Mar 09, 2012 )
UnitedHealth Group Inc.
- Pricing Agreement - Securities Issued and Sold Pursuant to Underwriting Agreement - UnitedHealth Group Inc. ( Apr 25, 2012 )
- Opinion Letter - In-House Counsel - Debt Securities Under Indenture - UnitedHealth Group Inc. ( Apr 25, 2012 )
VISX Inc.
- Underwriting Agreement - VISX Inc., Dillon Read & Co. Inc. and PaineWebber Inc. ( Oct 18, 2009 )