Securities Litigation

  • Investors sue Fla. lawyer in fraud probe for $100M
    AP (November 20, 2009)
    MIAMI (AP) - Investors claiming they were fleeced by a high-profile South Florida attorney filed a $100 million lawsuit Friday contending that the lawyer orchestrated a massive Ponzi scheme with the help of a Canadian bank's U.S. subsidiary and several accomplices.
     
  • Currencies trader sentenced to 24 years for fraud
    AP (November 19, 2009)
    CHATTANOOGA, Tenn. (AP) - A foreign currencies trader who cheated investors in more than 20 states to support a lavish lifestyle and buy presents for a girlfriend has been sentenced to 24 years in prison.
     
  • Texas company told to stop soliciting in Colo.
    AP (November 17, 2009)
    DENVER (AP) - A Colorado regulator has entered a cease-and-desist order against a Texas oil and gas company accused of offering unregistered securities in Colorado.
     
  • JPMorgan settlement with SEC worth over $700M
    AP (November 04, 2009)
    WASHINGTON (AP) - JPMorgan Chase & Co. has agreed to a settlement worth more than $700 million over federal regulators' charges that it made unlawful payments to friends of public officials to win municipal bond business in Jefferson County, Ala.
     
  • Whistleblower recounts money problems at Petters
    AP (November 02, 2009)
    ST. PAUL, Minn. (AP) - The longtime aide of a businessman accused of operating a $3.65 billion Ponzi scheme is testifying that he was struggling to find new money and hold off nervous investors.