Securities Litigation

Research Tools

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Associations

• National Association of Securities Dealers Regulation Home page for the U.S. NASD, the primary regulator of securities dealers.
• The Securities Industry Association Site for SIA member-firms (including investment banks, broker-dealers, and mutual fund companies) which are active in all U.S. and foreign markets and in all phases of corporate and public finance.

Government Resources

• U.S. Securities and Exchange Commission News, forms, litigation, EDGAR, and regulatory actions.

Laws

• Securities Lawyer's Deskbook From the Center for Corporate Law, University of Cincinnati College of Law. Includes texts to the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940.
• SEC Opinions & Orders

Web Sites

• American Stock Exchange
• FindLaw Free Edgar Free real-time access to SEC filings.
• NASDAQ
• SecuritiesConnect - From Bowne Information resource for securities and compliance issues.
• Securities Law Home Page A collection of securities law information by attorney Mark J. Astarita.
• Stanford Securities Class Action Clearinghouse From Stanford Law School. Featuring complaints, briefs, filings and other materials filed in federal class action securities fraud litigation cases.

Westlaw Databases

• Dow Jones Corporate Filings Alert (FEDFILE)
• EDGAR - S.E.C. Filings (EDGAR)
• NASD Disciplinary Decisions (NASD-DISP)
• NASD Arbitration Awards (NASD-ARB)
• NASD Manual (NASD-MANUAL)